PREFACE
THE result of recent historical studies, whether on anthropological, sociological, archeological, or religious lines, has brought into ever clearer vision as the substratum of all civilizations that stage of culture from which this book takes its title. One consequence is: general recognition of animism as a life factor, the power of which is not yet exhausted, the study of which fascinates because of its almost infinite variety and its persistent force. The words "animism," "animistic," have come to fall ever so lightly from tongue and pen and meet us at every turn. Yet what animism is few who use the term adequately realize. Though Sir E. B. Tylor in his imperishable monograph on Primitive Culture exhibited many of its phenomena and blocked out the main lines of investigation over forty years ago, comparatively few understand its significance or are acquainted with its manifestations even yet. Fewer still comprehend the doings and beliefs as actual or realize the state of mindoperations of perception and reasonof those whose acts and beliefs we call animistic.
There seemed to be room, then, for a small volume which should exhibit the phenomena and the related and inferred beliefs of this complex stage in a simple manner, with sufficiently numerous citations to illustrate clearly, yet without the overlay of too abundant references. The references here given have been drawn almost entirely from very recent and authoritative sources gathered in the writer’s own reading, easily accessible in the current of books on travel now pouring from the press. Most of the volumes to which reference has been made in this discussion belong to the twentieth century. Moreover these sources are primary. Recourse has seldom been had even to so valuable a collection of facts as Fraser’s quite exhaustive Golden Bough in its third edition. The facts there adduced were employed by the talented author for quite another end than the present writer’s, and this might easily have led to confusion.
What value a knowledge of the features of this agglomerate of facts and beliefs has becomes evident when it is remembered that over half the population of the globe is animistic in its main features of faith and action, that a large part of humanity entertains beliefs only one remove away from this and regards as fundamental a philosophy of life grounded in animistic thought, and that at least three basal tenets of Christianity itself are common to Christians and animists. Japanese, Koreans, Chinese, the larger part of the population of India, the North Asiatic tribes, Oceanicans, Africans, and American Indians are, or were recently, animists. No stage of culture, no great religion, has ever been able to disown some of the commonest heirlooms left by primitive modes of thinking. From the standpoints both of culture and of religion animism may be described (not defined) as the taproot which sinks deepest in racial human experience and continues its cellular and fibrous structure in the tree trunk of modern conviction. It is not less important than the surface roots of accrued beliefs that branch out on all sides, drawing a wide-sourced sustenance, while the taproot penetrates the subsoil of man’s most intimate soul-substance.
Hardly less interesting is the fact that in some fundamentalsreligious and socialthe advanced thought of the day is returning to some convictions essential to animistic culture. One would not be drawing the long bow were he to affirm that in that stage every act in life had a religious aspect. Nothing a man could do but might be regarded as either pleasing to spirits or the reverse. One might say that animists went far beyond Matthew Arnold’s dictum that conduct is three-fourths of lifefor them it embraced the whole of life. That is precisely what advanced thinkers are maintaining today, and in that tenet is the best promise for improvement in modern conditions among all classes.
In another aspect, too, the social, we are returning to early conceptions. Under totemism, the foundation of which is an animistic view of things non-human, the individualism that became so marked a feature in some philosophies of the last centuries and gave impetus even to revolutions was unknown. The characteristic of totemic and derived society was much nearer that slogan which has now advanced beyond the circle of purely socialistic propaganda: "Each for all and all for each."
Theologically also we find ourselves returning to old, old views of man’s relation to the supernatural. The comparatively recent doctrine of sin is being discarded. The implacability of Deity, the notion of that Deity’s infinity as the measure of offence, making of sin an enormity that clouds eternally the face of God and requires an infinite and exactly equivalent penalty, no longer holds the entire field. On the other hand, the act itself, its effect on the doer and his kind, its indelibility of effect on the one side, and the propitiability of the offended Spirit, his desire to have man reinstate himself in divine favorthe willingness to come more than half way (to state the matter in the language of every-day life)are now standing out in relief.
It seems hardly necessary to remark that, of course, in all these cases the effect is not that of the return of a circle’s circumference into itself. There has been marked, if spiral, progress, progress comparable to that of the earth in the solar system toward its distant goal in the constellation of Hercules. The one encouraging result of this study is that from the beginning the heart of man was essentially sound, though his vagaries were many during the centuries in which he was feeling his way. To use a significant term, man has ever been essentially theotropic, though he was not always conscious of the direction of his tropism.
In studying this subject, then, we are engaged in discovering the paths our own ancestors have trodden, and our gratitude is due them for leading us with increasing certitude to a nobler way of thought, so that we see in the heavens not deities, but the work of One; and in the earth the effects of that same One’s immanence, his gift to his sons and daughters.
The author takes this opportunity to acknowledge with gratitude the kindness of Mr. Francis Medhurst who has read all the proofs and offered many valuable suggestions.
I. THE ANIMISTIC STAGE OF CULTURETHE CASE
STATEDTHE following narrative, taken from The Japan Weekly for March 16, 1916, recounts the story of an event occurring in that land of "advanced civilization" in the winter Of 1915-16, and some of the sequels.
DEATH OF THE SUMA SNAKE
"The huge snake that had been leading a precarious existence at the Suma Garden during the last three yearsa captive in a different clime from that in which it was bornrecently died, unable to bear the rigours of the winter. Although the reptile was a magnificent specimen of its species, as it measured 25 feet in length and 28 inches round the thickest part, it never made itself unpleasantly obtrusive and most of its time at Suma was spent in lethargic retirement. When the demise of the snake was made known in the neighbourhood much sympathy was manifested among its many acquaintances, who asked the management of the Garden to bury the snake in the vicinity with due ceremony. It was accordingly interred in the pine groves at the rear of the Kagetsu restaurant.
"Someone made the discovery on looking at an almanac that the day on which the reptile died was a Day of the Snake, and remembered an old superstition that toothache may be cured by worshipping a snake. The grave of the Suma snake consequently began to be visited by the superstitious, who proclaimed to the world the supernatural means of healing toothache by worshipping there. The report has since travelled far and wide, and scores of people are visiting the grave every day, bringing much gain to the Hyogo tramway, who need no faith to be assured of the benefits accruing from the virtues of the departed snake. Some of the people whose toothache has been cured by the spirit of the snake have decided to build a shrine on the ground where the reptile was buried. The place has already been fenced in and a sign erected preparatory to the commencement of work."
The exhibit is therefore that of belief in the continued existence and exercise of benevolent activity on behalf of man of a snake which had according to our notions passed completely out of life and beyond any possible potency to affect human existence. It shows one of the characteristic phenomena of the stage of culture we are to examine, a stage which, as we shall discover, is a present fact over a large part of the globe.
In Gen. 28:10-22 occurs the interesting account of a night in Jacob’s life, his interpretation of it, and the ensuing course of action. The two noteworthy events, from the present point of view, are (1) the dream, with Jacob’s conclusion that it revealed to him the fact that the place where he lay was an abiding place of deity; (2) the deity was evidently in the stone, or was the stone, as is shown by the anointing of it. This story could be paralleled in its essentials from many sources. Again, in Josh. 24: 27, Joshua is represented declaring of a certain stone: "it hath heard all the words, . . it shall be therefore a witness against you." And, once more, Acts 19:35 makes mention of an object of worship which "fell from Jupiter," i.e., evidently a meteorite.
These three facts taken together, viz., the importance of a dream and the performance of worshipful ads upon or attribution of sentience to a stone, bring into notice a cultural condition, a method of thinking, which is by common consent called animistic. Animism is by many regarded as the earliest form which religion took, and as the root from which was derived all religious beliefs which the world has known, and was also the earliest basis of all that is dignified by the name of culture. Moreover, we may trace its effects and its action into the present.[1] Others, however, regard it as not the primary, but as a secondary, stage in mental and religious development, seeking the primary in a vaguer series of beliefs to which they give the name "naturism" or "dynamism."[2] Our present concern is with Animism.
[1. McDougall, Body and Mind. A History and Defence of Animism.
2. Cf. Clodd, Animism; and Leuba, A Psychological Study of Religion.]
And what is this? Menzies defines it as "the worship of spirits as opposed to that of Gods."[3] To this E. B. Tylor, whose work [4] is facile princeps among the expositions of animism, might object that it supposes a sharp dividing line between spirits and gods which has no existence in fact and is therefore arbitrarily drawn. It is, perhaps, impossible to state where the worship of spirits stops and that of gods begins, to decide exactly where the spirit shades into the deity. Who can say exactly the moment when the conception of a being which has been but one of a host of spirits has passed into that of a state of divinity? Such transitions have been made.[5] Accordingly, Tylor would define animism as "the doctrine of spirits or of spiritual beings."[6] He furthermore proposes as a minimum definition of religion "belief in spiritual beings ."[7] While one may criticize this last as leaving out the objective result of "belief in spiritual beings" in worship or cult, Tylor
[3. History of Religion, p. 39.
4. Primitive Culture, new ed., London, 1903.
5. E.g., Enlil of Babylonia; cf. A. Sayce, Hibbert Lectures, 1887, p. 103.
6. Primitive Culture, i. 425.
7. Ib., i. 324.]
is altogether right in asserting that, whatever the original condition of mankind, such belief is found among all races, even the lowest, concerning whom exact knowledge is possessed.
Just criticism may be passed, however, upon Tylor’s definition of animism as so vague that it gives no grip upon the actual conditions which attend an animistic stage of thought or upon that thought itself. It is necessary, therefore, to point out that the word represents a stage in the psychological development of man, in his cultural unfolding, in which his conceptions (i) of himself and (2) of the world about him differ essentially from those of "civilized" man. From the point of view of modern psychology, he may be said to possess as yet only an unintegrated consciousness. He does not distinguish himself in kind from objects that are about him. As one writer declares:
"A Central Australian pointing to a photograph of himself will say, ’That one is just the same as me, so is a kangaroo (his totem).’ We say the Central Australian ’belongs to the kangaroo tribe’; he knows better, he is kangaroo. Now it is this persistent affirmation of primitive man in the totemistic stage that he is an animal or a plant, that he is a kangaroo or an opossum . . . that instantly arrests our attention," etc.[8]
To man in the advanced stage of thinking to which civilized peoples have attained such a condition as this appears almost unbelievable. And yet expert testimony to this effect is abundantly available. Thus Professor Hobhouse says of the thinking of men in this stage:
"One conception melts readily into another, just as in primitive fancy a sorcerer turns into a dragon, a mouse, a stone, and a butterfly without the smallest difficulty. Hence similarity is treated as if it were physical identity. The physical individuality of things is not observed. The fact that a thing was mine makes it appear as though there were something of me in it, so that by burning it you make me smart. The borders or limits of things are not marked out, but their influence and their capacity to be influenced extends, as it were, in a misty halo over everything connected with them in any fashion. If the attributes of things are made too solid and material in primitive thought, things themselves are too fluid and undefined, passing
[8. Miss Harrison, Themis, p. 121.]
into each other by loose and easy identifications which prevent all clear and crisp distinctions of thought. In a word, primitive thought has not yet evolved those distinctions of substance and attribute, quality and relation, cause and effect, identity and difference, which are the common property of civilized thought. These categories which among us every child soon comes to distinguish in practice are for primitive thought interwoven in wild confusion, and this confusion is the intellectual basis of animism and of magic." [9]
The idea is expressed similarly by Aston:
"I would describe (primitive man’s) mental attitude as a piecemeal conception of the universe as alive, just as he looks upon his fellow man as alive without analyzing him into the two distinct entities of body and soul."[10]
The "piecemeal conception of the universe" contains the idea that animistic man regards other objects in the world about him as being on a parity of existence with himself in that they are conceived as having sentient and volitional life. He interprets all things in terms of his own consciousness. On the
[9. Hobhouse, Morals in Evolution, ii. 20-21.
10. Shinto, p. 26.]
other hand, practically all the data In our possession which bear upon the subject indicate that as far back as we can trace man, he had already analyzed his kind into body and soul. Even Neolithic man, and with great probability also Pal¾olithic man, had the conception of a possessing or obsessing spirit. The trepanning done by Neolithic man during life is most easily explicable on the theory that disease was caused by a spirit which had obsessed the sick, and was to be conjured forth only after an incision had been made in the skull. The fact that Kabyles have been known within the memory of man to perform this operation for this reason, and that the modus operandi is in accord with other methods among primitive races, can lead at once to this conclusion. Up to 1888 there had been discovered in France in the valley of the Torn over two hundred trepanned skulls, in many cases among these the trepanning was ante mortem, with evident signs of healing. And in the Wellcome Historical Medical Museum in London there is a case of flint instruments some of which almost equal in sharpness of edge and point surgical instruments of our own day, used, it is believed for this purpose.[11] We shall find other reasons for believing in the early discovery by man of his own soul. Meanwhile to prove that is not our purpose here. What we are concerned with is man’s outlook on the universe, his estimate of what we call nature.
"Man in that stage (i.e., the animistic) may hold that a stone, a tree, a mountain, a stream, a wild animal, a heavenly body, a wind, an instrument of the hunt or of labor or of domestic utilityindeed, any object within the range of real or fancied existence (and fancy looms large in this domain)possesses just such a soul as he conceives himself to have, and that it is animated by desires, moved by emotions, and empowered by abilities parallel to those he perceives in himself."[12]
Testimonies to this fact might be adduced from many quarters and illustrated in many ways. Thus: "The African does not believe in anything soulless, he even regards matter Itself as a form of soul, low because not lively." [13]
[11. Cf. New York Medical Journal, Oct. 16, 1909, p. 751; British Congregationalist, May 28, 1914; New Schaff-Herzog Encyclopedia, iii. 193-194.
12. New Schaff-Herzog Encyclopedia, iii. 194; cf. Bros, La Religion des peuples non-civilises, chap. II.
13. Miss Kingsley, West African Studies, p. 199.]
Pere Lejeune says that the savages of New France "se persuadent que non seulement les hommes et les autres animaux, mais que les autres choses sont ammees."[14] E. S. Hartland puts it this way: "Starting from his personal consciousness, the savage attributes the like consciousness to everything he sees or feels around him."[15] And Reinach is equally emphatic:
"Animism gives a soul and a will to mountains, rivers, rocks, trees, stones, the heavenly bodies, the earth and sky. A tree, a post, a pillar, the hollow of a rock, are the seat or throne of invisible spirits. These spirits are conceived and figured at a later stage under animal form, and then under human form. A spring was . . . Pegasus, Apollo’s horse. A river is a bull with a human face.... The laurel was Daphne, whom Apollo had pursued; the oak was Zeus himself, before being the tree of Zeus, and Dionysos was supposed to live in the tree, after he had ceased to be himself the tree. The earth was Gaea, emerging from the soil in the shape of a woman who implores the sky to water her."[16]
[14. Relations de la Nouvelle France, p. 199.
15. Legend of Perseus, ii. 441.
16 Orpheus, p. 79.]
Thus, to give one final testimony, Im Thurn says of the Indians of Guiana:
"It is absolutely necessary to premise here that all tangible objects, animate . . . and inanimate alike, consist each of two separable partsa body and a spirit; and that these are not only always readily separable involuntarily, as in death, and daily in sleep, but are also, in certain individuals, always voluntarily separable."[17]
The preceding, then, affords a prima facie basis for a tentative definition of animism, the justification or demonstration of which must wait for a later chapter. We assume that "animism" stands for a stage of culture in which man may regard any object, real or imaginary, as possessing emotional, volitional, and actional potency like that he himself possesses. Things, of whatsoever sort, he may consider the subjects of feelingslikes and dislikes, appetites or disinclinations, affections or antipathies, desires and longings; of willto help or injure, to act or refrain from acting; and of the power to act according to the promptings of these feelings and the determinations of will.
[17. Im Thurn, Indians of Guiana, p. 329.]
But-animism is thought. The enormous significance of these three words must not be overlooked. They mark the difference between man and the whole creation beneath him. The whole chain of acts implied in the word under discussion involves mental processes passing over into action with well defined intention having their issue in the future and being immeasurably removed from instinct. It is true that we shall find this thought at times pitifully infantile, paralleled by the conceptions in some cases of four-year-olds of the present;[18] but it is still thought. And we shall show that reason is on the throne. The outcome of this discussion will, it is believed, show the general logicality of primitive man’s mental processes, once the basis from which he starts is granted. The beliefs in ghosts, spirits, gods, in transmigration and metempsychosis, are not the chance hit or miss conclusions of early man, but flow rationally from the premise we have assumed. That
[18. The Chicago Tribune reports that "during a sudden thunderstorm a little four-year-old came running into the Kindergarten, crying as if her heart would break. When the Kindergartner asked the cause of her trouble, she said, ’O Miss E., the sky barked at me.’"]
this reason is often aberrant in its premises, that it is not seldom fitfully inconsequent, may indeed appear. But what we find is reason, thought at least of a kind, and in many cases frightfully logical.
II. THE DISCOVERY OF THE SOUL
ON THE hypothesis that the method of man’s creation was evolution, that he is the finest product of nature’s forces working in continuous upward striving, how are we to explain man’s arrival at the realization of soul or spirit, of something which is intelligently and not merely instinctively directive of action? The possession of soul, in this sense, by even the highest animals is disallowed by scientists; though recognition is growing that elements that are acknowledged to belong to the intellectual and even to the moral powers already exist in brute psychology. Such elements are shame or chagrin, and fear of what seems to the animal what we might call the uncanny. The writer remembers a scene in Meadville, Pa., where as reminiscences of a former iron foundry there exist in some of the dooryards castings of dogs. One day notice was attracted by a street cur which had stopped a few feet distant from one of these cast-iron dogs. The cur was "pointing" at the image and wagging rapidly his short tail in the manner of dogs intimating friendly intentions towards another dog, and desire for acquaintance with it. Seeing no hostile demonstrations on the part of the acquaintance-to-be, he went up to the iron replica slowly, smelt of it, and at once dropped his apology for a tail and made off with chagrin plainly stamped in his entire demeanor. Mr. Romanes tells of a trick on a pet dog that was fond of playing with bones, which it would worry and toss and growl at, evidently making believe that they were alive. The owner tied a thin but strong thread to the bone with which it was one day playing, and after a little time, when the dog had cast the bone some distance away and was creeping up to it as to an object of prey, he began gently to pull the string. The manner of the dog changed at once, first evidently in surprise; then it continued to crawl up to investigate. But as the bone continued to retreat, the dog finally withdrew and hid under the furniture.[1] The animal evidently recognized (1) that the bone was lifeless, inert, therefore (2) unendowed with power of motion. But (3) this thing had moved, and fear (dread
[1. Cited by Clodd, in Animism, pp. 22-23.]
of the unknown) entered evidently as the result of a sort of rational process. It will be noted that this case is to be differentiated from those where fear enters as the result of punishment, in which case the "fear" may be only the result of association of ideas and the formation of "instinctive" habit. There was manifestation of chagrin in the first case cited, for such was the clear impression furnished when the animal looked back at the witnesses of the scene as they burst into laughter; and of fear in the second case, since the animal showed what in a human being we should call superstitious apprehension. There is therefore no adequate reason for denying to primeval man a large degree of rationality, growing in extension and intension with enlarging experience and exercise. He was no longer sheer animal. Of course, it was by achievement of rationality, in however small degree, that be became man. He was no longer a mere observeranimals are observantbut a thinker, who reflected and reasoned, however faultily, upon his observations. The salient mark of his differentiation from the animal lies in his recognition of possession of this quality. Before this, relapse into sheer animality was perhaps possible; after it, such relapse is inconceivable. How then did this come about?
The answer most in favor with anthropologists is that it began (1) with the phenomena of sleep(a) the evident difference between that state and waking life, combined with (b) the occurrence of dreams which often so closely mimic or deal with the active and conscious existence of the individual;[2] and (2) in the difference between the living and the dead. It is to be recognized that (1a) and (2) are compared and combined in the logic of the savage, and afford new ground for his belief in something apart from and different from the body which eventually becomes known as soul. Through observation often repeated, and through reasoning and reflection upon the facts thus presented, man arrived at the conclusion that he is himself a dual being, possessing body and (what was eventually recognized as) soul or spirit. Having arrived at this conclusion, he deduced from
[2. Cf. the dreams of Pharaoh’s butler and of his baker, as narrated in Gen. 39; each of the individuals dreams of matters connected with his specific duties.]
experience and observation, or else jumped to the conclusion, that other objects were similarly constituted; he might attribute life, soul, intention, and action to each and every object, to any object, that came under his observation, no matter what its constitution. It may be remarked, en passant, that the dream life of man is separated from that of animals probably only by the character of the content of his dream, as it reproduces or recomposes experiences registered in the (conscious or unconscious, subliminal) memory. It is well known that some animals dream. The twitching of the muscles or the whining or even barking of a dog in sleep has often been noticed, and is explicable best on the hypothesis of a dream. If animals dream and exhibit elements of consciousness, there is every reason to carry back to a very early period in human history the beginning of the chain of thinking that, on the hypothesis here presented, led to the conception of spirit or soul as animating physical objects.
How this could come about is abundantly illustrated from the interpretations of dream phenomena by primitive peoples. The dream life of a savage being is conditioned by his waking existence, it mirrors more or less perfectly the life he leads. It is very probable that the dreams of savages mimic even more closely the waking existence than those of man in a more advanced stage of culture. The reason for this is that the primitive mode of existence is less complex. Fewer elements of interest go to make up life, and the course of events is more uniform. Mr. F. Granger remarks: "If yesterday was like the day before, and is going to be repeated in a thousand tomorrows, the dreams which echo the life of the past will presage, with fair accuracy, the life of the days to come. Add to all this that the primitive mind distinguishes with difficulty [we should prefer to say, distinguishes not at all] between what is real and what is imagined [i.e., to the savage the dream and the vision of the night are equally real with the sights and experiences of his waking hours] and we can understand why the dream existence is often placed on a level with that of waking hours.[3] Lying down to rest, the savage dreams of the chase or of the search for vegetable food. On awaking he tells his
[3. Worship of The Romans, pp. 28-29; cf. Fiske, Myths and Myth-makers, p. 18.]
companions that he has been away on a hunt or the like, and relates the adventures through which he believes he has passed. But his companions assure him that his body has been with them all the time, and both he and they naturally deduce a dual existence-an invisible soul, usually inhabiting but on occasion leaving a visible body.[4] Here then is one almost certain source of the idea of soul.
How conclusive such reasoning is to the primitive mind, how firmly the savage believes in the dream as consisting of actual experience, may be seen in the comparatively exhaustive collection of cases by Dr. J. G. Frazer.[5] Thus an Indian dreamed that at his master’s orders he had (during the night) hauled a canoe up a series of rapids, and next morning reproached the master for making him work so hard in the hours appropriated to rest.[6] To this savage the dream was real and the toll exhausting. Of the actuality of the belief in the absence of the soul during sleep there is abundant evidence. Numerous peoples in a
[4. C.f. Budge, Osiris and The Egyptian Resurrection, ii. 122, 135-136. Gomes, Seventeen Years among the Sea Dyaks of Borneo, p. 177.
5. Taboo, chap. V.
6. pp. 36, 37; c.f. Gomes, Sea Dyaks of Borneo, p. 161.]
lowly stage of culture use caution in awaking a sleeper. It is held that his soul is away, and that he must be aroused gradually so that the soul may have time to return; the same reasoning applies to infants.[7] Melanesians explain the phenomena of a fainting fit in the same way, holding that such cases indicate premature death, but that the soul was not yet wanted in the spirit world and so was sent back to earth.[8]
A different source of the idea of soul is found in the phenomena of death, powerfully renforcing the deductions made from sleep and dreams. While in the one case there was seen the inertness of the body, perhaps with breathing hardly perceptible, which yet was experiencing dreams that were interpreted as the activity of the absent soul; in the other there was noted the expiring breath and the subsequent inertness of the body, only more pronounced than in sleep, passing into rigidity and finally into decay. Action had ceased with that last exhalation. If in sleep the dream was interpreted as absence of
[7. Frazer, Taboo, pp. 39-42; Roscoe, The Baganda, p. 18; Seligmann, Melanesians, pp. 189 ff.
8. Brown, Melanesians, pp. 192 ff.]
soul, much more applicable would that interpretation seem when the bystanders had noted the last breath and the (consequent) absence of motion, action, speech, life. Something had gone away with the last sigh, something unseen, the absence of which brought about a great change. That man lying therecompanion, husband, father, brother, friendused to live and move and talk and breathe. He was wont to respond to call and to react to the various stimuli about him. Now calls were unheard, appeals brought no reply, promptings met no response. And the difference was brought about (so men reasoned) by the absence of that which had issued forth unseen, never to return, at least to its former home, as survivors would observe.
But the full consequences of observance of the phenomena of death in the direction under investigation are not seen till we take into account certain other phases of human fallibility. Particularly is it necessary to note primitive man’s relatively smaller experience and confused perceptions, and the aberrant conclusions often drawn from these.[9]
Most men are and always have been deficient
[9. Granger, Worship of the Romans, pp. 28-29.]
in power both of observation and of deduction. (1) They assume as real many things that do riot exist, events that do not occur, and relations that have no reality. Illustrations are found in the belief in the existence of a directive power in the object picked up by the fetish worshiper, the superstition of the Celt that a fairy has left in the place of his own baby a fairy changeling,[10] and the belief in the descent of a human gens from, e.g., eagle, fox, or snake, as in totemism. Similarly boys of Mafulu, New Guinea, while making a drum must drink only what is found in axils of certain plants, else the embers which are to hollow out their drums will not burn-drinking any other water will put it out, or certain other restrictions are felt to be necessary.[11] (2) They take obvious facts and interpret them wrongly. Thus in the medi¾val ordeal of the sacrament (a late example chosen only because of its familiarity, but exemplifying perfectly earlier conditions-, the phenomena can be parallelled in any quarter of the world and every grade of culture) the sacramental wafer was employed
[10, Rhys, Celtic Folk-lore, p. 102.
11. Williamson, South Sea Savage, pp. 258-259.]
as a proof of innocence or guilt. Constriction of the throat and inability to swallow was often the result of the administration of the wafer. If it did not result, deity was held to have shown the innocence of the accused; if it did, guilt was declared manifest. How really irrelative this test was to the facts is shown by the frequent experience of inability to swallow a medicinal pill or tablet without the aid of a liquid to "wash it down." Yet here is no question of innocence or guilt. The explanation is that attention to the ad of swallowing (which is usually effortless and automatic) causes effort and so constriction. Swallowing in the ordeal was doubtless sometimes impossible just for the reason given here; but deity did not intervene, guilt or innocence was not necessarily revealed by this fact, nor did inability to swallow necessarily result from guilt-the innocent might also find the task difficult simply because of the attention directed to it.
On the difference in respect of observational and reasoning power of savage and highly civilized man let Grant Allen speak.
"To us the conception of human life as a relatively short period, bounded by a known duration, and naturally terminated at a fixed end, is a common and familiar one. We forget, however, that to the savage this is quite otherwise. He lives in a small and scattered community, where deaths are rare, and where natural death is comparatively infrequent. Most of his people are killed in war, or devoured by wild beasts, or destroyed by accident in the chase, or by thirst or starvation. Some are drowned in rapid rivers; some crushed by falling trees or stones; some poisoned by deadly fruits, or bitten by venomous snakes; some massacred by chiefs or murdered in quarrels with their own tribesmen. In a large majority of instances there is some open and obvious cause of death, and this cause is generally due either to the hand of man or to some other animal; or failing that, to some apparently active effort of external nature, such as flood or lightning or forest fires or landslip or earthquake."[12]
Man recognized his own volitional agency in causing death in the chase or in personal conflicts. So to each of the agencies which had produced disaster he attributed powers like his ownthe volitional behind the
[11. Evolution of the Idea of God, pp. 44-45.]
physical. He had, perhaps, himself narrowly escaped the fate he had seen befall others and ascribed his escape to his own cleverness. But not all of his acquaintances had suffered what we should call a violent death. Some had passed away in disease or even in old age. Surely it was evident, one would say, that no external cause was at work there. But that was not his way of thinking. He knew of unseen powers that send or are the wind, the storm, the lightning.[13] And so the body that was racked with pain and eventually became inert in death was held to be tortured by an invisible something. In many cases, he knew, death resulted from external violence; in all cases, he reasoned, the great change was wrought by powers external to the victim, which sometimes worked with invisible weapons.[14]
Bearing in mind, then, the faulty observation and logic of primitives, and connecting the two sources of the idea of soul previously discussed, viz. (1) sleep and dreams, and (2) the phenomenon of death, together with
[12. The Ekoi of South Africa regard thunder as a giant who strides across the heavens, while lightning is either his servant or his enemy. Talbot, In the Shadow of the Bush, p. 73.
13. See chapter IX for cases of disbelief in natural death.]
(3) the inference therefrom of a something that leaves the body either temporarily in sleep or permanently in death, we are brought to notice next what apparently corroborated the evidence (as it would seem) respecting the existence of soul, that is, the appearance in dreams of those who had died. This was in all probability a more frequent occurrence with early than with modern man, because of the smaller content of his experience and the consequent more frequent repetition of its elements. We have already remarked that the distinction between reality and fancy, fact and the merely apparent, is often missed in early cultural stages. It was quite in accordance with natural logic to reason that the apparition in the dream was real. The dead, therefore, still lived, had been seen, and had possibly engaged in conversation, The wandering spirit of the dreamer had met the disembodied spirit; or the latter had visited his former friends while they slept.[15] The tremendous consequences flowing from these beliefs will be developed a little later.
By these various experiences, dovetailing and appearing to force a conclusion, man
[15. Lang, The Making of Religion, pp. 54 ff.]
certainly in a very primitive stage of culture drew the inference that he was a duality - the body which he could see and feel, and a something of which in his conscious existence he knew nothing except that it existed. Moreover, it is demonstrable that among many primitive peoples the priority in importance is assigned to the spirit. Thus of the New Guineans it is affirmed: "These and other things [specified in the context] seem to show that a sharp distinction is drawn between body and spirit by the natives. Certainly the body gains from long associations virtues from the indwelling spirit; but it is the spirit which is the real man, higher than, and superior to, the body in which the spirit dwells."[16]
One can not go far astray if he maintain that it was the discovery of the soul which was the most momentous in the history of the human race; to it must be traced all man’s uplift in the millenniums of his existence.
[16. Newton, In Far New Guinea, p. 194.]
III. THE SOUL’S NATURE
AN important inquiry meets us at this point: How did man think of this second something that usually inhabited his body but sometimes left it for a time and at death left it permanently? For it would soon have been borne in upon him (even though he did not consciously recognize the soul’s presence and operations) that the permanent absence of soul meant death, and that therefore while he lived it was present. What did he think concerning the nature of this all-important part of him? It is very clear from a number of circumstances that the notion of the soul was governed by the phenomenon of death. Decisive upon this point is the wonderful accord of meaning in so many languages of the word which expresses this inner elusive reality. In the developed languages we may note the root idea of such words as the Latin spiritus, anima, animus, Irish anam, Sanskrit atman, Greek psyche, pneuma, thumos, German Geist, Dutch geest, English ghost, Hebrew nephesh, ruah, Sumerian zid, Babylonian napishtu, Egyptian kneph, all of which go back to the notion of breath, or of a gentle movement of air or wind. One may forage at large and observe the same root notion and a similar usage in many other different regions, discovering the Australian wang, Mohawk atonritz, Californian-Oregonian wkrisha, piuts, Dakotan niya, Javanese nawa, Aztec ehecatl, Nicaraguan julio, Gypsy duk, and Finnish far. This line of thought is fortified by the conception of the insubstantiality of the soul, expressed in such words as skia, umbra, and "shade," used to denote the disembodied spirit. Terms of similar content were used not only by the cultured Greeks and Romans, but are known to be employed among North American Indians, Zulus and Basutos in Africa, among the Calabars, and elsewhere. One recalls the Hebrew rephaim. The survival of the belief in the insubstantiality of the disembodied spirit till the Middle Ages is shown by Dante, for according to him the souls in purgatory knew that the poet had not passed through death by the fact that his figure cast a shadow. Indeed, the idea of communication by a disembodied spirit with the living in dreams was entrenched by the reflection that its very immateriality enabled it to hold communication with sleeping persons without arousing them from sleep.
How early man came to realize that this part which is designated by breath or puff of air is his real self is impossible to say. But what is significant is that in many languages the word meaning spirit, life, or breath has also the connotation "self," as has, e.g., the Hebrew nephesh. And how natural such a signification is can be illustrated by the concrete fact that Laura Bridgman, the blind-deaf-mute, is said to have expressed the thought of death in a dream by the statement that "God took away my breath to heaven." Among the Ekoi of Nigeria ghost and soul and breath are connected as phases of the same thing or as equivalents. One must not forget that the phenomenon of death which is most obvious is the expiring sigh or last breath, after the departure of which life ceases to exist. What more natural than that the breath thus finally exhaled should be associated with the soul or spirit, or, as in some cases, be thought to carry the soul with it? Since in dreams a person deceased has been seen and addressed while the body was known to have dissolved, the way is direct and the step short to the conclusion that the self, the real person, is that same breath or soul.[1]
But did primitive peoples endow the soul with form? The testimony to this is abundant and cogent.[2] The most natural and perhaps most common idea of the soul’s shape is that it is a: miniature of the possessor’s form. Among those who have held this belief are American Indians such as the Hurons, the natives of British Columbia, Alaska, and the Esquimaux of the districts adjacent to Behring Straits, islanders such as the Niassians near Sumatra and the Fijians, and continental dwellers such as the Malays and West Africans. To give a single example, Nigerian Etoi believe that "when a man’s body decays a new form comes out of it, in every way like the man himself when be was above ground
[1. Talbot, In the Shadow of the Bush, p. 230.
2. It has been collected not only by Tyler in his Primitive Culture, but also by Frazer, Taboo, chap. II.
3. Talbot, In the Shadow of the Bush, pp. 17, 230; cf. Frazer, Taboo, p. 39.]
For the Egyptians abundant testimony is available as to the belief in the double, existing indeed from birth.[4] There is a picture in the Roman catacombs portraying the death of a Christian, in which the soul is represented as leaving the mouth of the dying in a cloud-like shape that takes his own form. What is practically a replica of this is found on the walls of the Campo Santo at Pisa; and in the east transept of Salisbury Cathedral on the sculptured monument over the tomb of Bishop Giles de Bridgport the soul appears as a naked figure carried by an angel.[5] The usual notion is that the soul is invisible. But as in other respects shamans or medicine men are credited with extraordinary powers, so they are supposed to be able to discern the spirits or souls moving about or endeavoring to escape from the body. Sometimes the organ of detection is the ear, which can note the motion of the soul’s wings. Or, the soul being of human shape, it leaves faint footmarks as indications of its presence, and light
[4. A notable case among many is the bas-relief in the temple at Luxor, exhibiting the presentation at birth to Ra of the royal child Amenhotep III and his double. Cf. Budge, Osiris, etc., p. 119.
5. Clodd, Animism, p. 40.]
ashes strewn on the ground may betray its presence to the keen-sighted medicine man.
Mention has been made of the return of the soul of one deceased to the haunts of the body as evidenced by dreams. The form appearing in the dream was recognized as that of a friend, again testifying to the assumed fact that the soul has the shape of the body. Further testimony to this belief is found in the faith that the soul is held to suffer in some degree the fate of the body. Brazilian Indians, for example, believe that the soul arrives in the other world hacked and torn, or uninjured, exactly as was the condition of the body at death.[6] Australians tie together the toes and bind together the thumbs behind the back, or mutilate the body and fill it with stones, or, again, they lop off the thumb of a slain enemy, that the ghost may not hurl shadowy spear or pull the bowstring in the land of spirits.[7] Chinese and Africans abhor mutilation, especially decapitation, as a punishment, for the latter produces headless ghosts.[8] And Shakespeare makes Macbeth cry out:
[6. Im Thum, Among the Indians of Guiana, passim.
7. Cases of the kind are cited in Frazer, The Dying God, pp. 10-11; and Howitt, Native Tribes, pp. 449, 474.
8. Cf. Roscoe, The Baganda, pp. 281-282.]
"Shake not thy GORY locks at me." The ghost retains the bloody form in which the body was left at its departure. From classical Greece and Rome the evidence for this same idea of the soul’s form is abundant and cogent; and it would not be difficult to show, since so much has been revealed in the frescoes and vase paintings recovered in the Mediterranean region, that this idea comes down from very primitive times. In the paintings which represent Hermes Psychopompus directing the issue and return of souls, the latter are figured as winged mannikins, coming from or returning to burial jars.[9] The form of Patroklos’ shade was that of the living hero.[11]
A notion closely akin to the foregoing is that which connects the soul with the shadow. While many curious ideas which gather around the lattersuch as the Brahman belief that the shadow of a pariah falling on food defiles itdo not involve the identity of the two, in many cases there can be little doubt that soul and shadow are not only closely related but are regarded as identical. Some believe that an assault upon the shadow may be fatal
[9. Harrison, Prolegomena, p. 43, and Themis, p. 205.
10. Iliad, xxiii. 65 ff.]
to its possessor, or at least extremely harmful. The Indians of the lower Frazer River hold that man has four souls, of which one is the shadow. The Euahlayi of Australia believe that man has a dream spirit, a shadow spirit, perhaps an animal spirit, and one that leaves only at death.[11] Other Australians consider that each individual has a choi, a sort of disembodied soul, and a ngai, which lives in the heart. The choi awaits reincarnation after death, the ngai passes immediately after death into the children of the deceased. It is the latter that sometimes leaves a person temporarily in his lifetime, e.g., when he faints. The choi has some sort of vague relationship with the shadow.[12] The Kai of New Guinea also believe that man has two souls,[13] as do some of the Fijians, one of these being light (as a reflection in the water), the other dark, like the shadow.[14] Dyaks assert the possession of three or even of seven, souls; one may leave the body temporarily, the man dies only when all leave."
[11. Mrs. Parker, Euahlayi Tribe, p. 35.
12. Frazer, Belief in Immortality, i. 129.
13. Neuhass, Deutsch Neu-Guinea, iii. 112.
14. Williams, Fiji, i. 242.
15. Gomes, Sea Dyaks of Borneo, p. 177; cf. Hastings, ERE, vi. 226.]
Gilyaks may have three souls. The Balong of the Cameroon think that one may have several souls, one in his own body and others in different animals. The death of one of these animals, say, at the hand of a hunter causes the man’s death.[16] The equivalence of the shadow to the man himself is proved by its use (or that of its-dimensions, in a later stage of culture) in the same manner as the body in foundation sacrificeto give stability to the structure. After an exactly similar manner of thought the reflection of a body in water or a mirror is regarded as the soul. Injury to reflection or shadow may result in injury to the corresponding member of the body. Among the Congo people shadow or picture or reflection is the equivalent of soul.[17] This whole manner of thought explains why in so many regions the natives do not willingly submit to being photographed or represented on canvas.[18]
While the usual mode of thought represents
[16. Globus, lxix (1896), 277, cited in Hastings, ERE, iv. 412-13.
17. Weeks, Among Congo Cannibals, p. 162; cf. Talbot, In the Shadow of The Bush, p. 230.
18. Cases cited in Frazer, Golden Bough, Part II; Taboo, ii. 77-100.]
the human soul as a mannikin, other ideas are found. Among the ancient Egyptians, in Brazil, in Melanesia, in Bohemia, Malaysia, Java, Sumatra, Borneo, and elsewhere the shape of the spirit may be that of a bird;[19] in British Columbia the bird is enclosed in an egg in the nape of the neck. Or the soul may take the form of a mouse (Brunswick, Transylvania, Swabia, Saxony), which may differ in color in different regions; or of a fly (Transylvania), a lizard (India), or an indistinct cloudy form (Scotland ).[20] Greeks and Serbs thought of the soul also as a butterfly, and the Greek name for one species of this insect is Psyche.
As to the constitution of this part of man’s duality there is a wide consensus along the lines already indicated. Primitive peoples throughout the world describe it as a vapor, a shadowy, filmy substance, related to the body as the perfume to the flower. It is pale and yielding to the touch, without flesh and bone, thin, impalpable, discerned as the figure in the human eye. Its movements may be
[19. Bros, La Religion des peuples non-civilisis, p. 54.
20. Miller, My Schools and Schoolmasters, pp. 106-107, cited by Frazer, Taboo, pp. 40-41; Brown, Melanesians, pp. 141 ff.here bird, rat, lizard, etc., are forms the soul takes.]
as swift as the wind, and so it is sometimes regarded as winged. Yet it has a certain materiality, and consequently has necessities. After death, for instance, it needs nourishment and partakes of the spirit, the essential part, of the material things sometimes provided for it. Egyptians, carrying the idea still further, provided pictures or models of food, furniture, and the like, which in a similar way became available to the spirit. The semi-materiality of the soul is illustrated by the fact of the return to his temple being known by marks alleged to be found in maize flour strewed on the threshold of his temple-pyramid.[21]
[21 Spence, Civilization of Ancient Mexico, p. 47]
IV. THE EXTERNAL OR SEPARABLE SOUL
IF what precedes be accepted, it can be taken as; established that primitive man, or at least man in an early stage of culture, determined himself to be a duality, soul and body. But the two constituents did not appear to be inseparably connected. The soul might leave the body, either temporarily or permanently, and in the latter case the body perished. The presence of the soul is therefore essential to life. But incidentally reference has been made to the absence of the soul for periods usually brief. In fact, primitive races hold that the soul absents itself voluntarily at times, goes on travels, performs tasks, and the like; and also that some have the power to send forth the soultheir own or others’for their own purposes. It may even happen that the soul is either lured forth or departs unwisely, and has to return. In New Guinea when a person faints, he is said to be dead; and when he revives, the explanation is that he "died green," and perhaps because the soul was not wanted in the spirit land, it had to take up again its old life with the body.[1] For the wandering of the soul in dreams there is abundant testimony,so abundant, in fact, that we will content ourselves with a single reference.[2] The Japanese are persuaded that this same constituent of personality leaves the body that it may sport itself untrammelled.[3] The satirist Lucian and the scientist Pliny relate the story of the seer Hermotimus, who sent forth his spirit to explore distant regions. At last, during an unwontedly long absence, his wife supposed him to be dead and burned his body, so that on its return the spirit found no dwelling for itself.[4] A slightly different case is that reported of the Scandinavian chief Ingimund, who shut up three Finns that their spirits might visit Iceland, discover the lie of the land where he proposed to settle, and report to him on their return. An instance
[1. Newton, In Far New Guinea, p. 220.
2, Kingsley, West African Studies, pp. 200 ff.
3. Griffis, Mikado’s Empire, p. 472.
4. Cited by Tylor, Primitive Culture, i. 439; cf. Jevons, Introduction, pp. 44 ff., and the cases there cited.]
like that of Hermotimus is the case of Epimenides, the Cretan prophet and magician, who was reputed to be able to dispatch his spirit in quest of knowledge and recall it at will.[5] And Hermotimus had in recent years an African disciple, whose exploits were worthy, if reports are to be credited, of his unknown master.[6]
Since belief in the absence of the soul, at least for a temporary period, could be held over so wide an area and even among comparatively developed peoples, it is not surprising that there should arise a belief in the existence of the animating spirit seated not in the body, but in some place where security would be greater. The evidences are many of a belief that the soul might reside either from birth or from some later period in some object other than its normal home. This is the phenomenon known to anthropologists as the "external" or "separable" soul. A dilution of this is the form which is christened "the life token," in which the clouding of a liquid or the tarnishing of a weapon is the sign either of danger, sickness, or death of the
[5. Hesychius, Lexikon, under "Epimenides."
6. Talbot, In the Shadow of the Bush, p. 231.]
person for whom the liquid or object stands. It can be shown, however, in most cases, that when the life token is the center of the story, it is the result of an advanced stage of culture, if it is not directly stated that such object is the residence of the soul.
The earliest example of this belief so far known to literature occurs in the Egyptian tale of "Anpu and Bata, or the Two Brothers."[7] The younger brother commits his soul apparently to the keeping successively of acacia flowers, of a bull, and then of two trees, while a chip from one of the latter causes conception. Another view of the latter experiences, however, is that they are cases of transmigration. The case of the Balong of the Cameroons who believe that a man may have several souls, one in his own body and others in different animals of the jungle, has already been cited. It is quite usual for them to account for a man’s sudden death by supposing that one of his soul-containing animals has been killed by a hunter.[8] Frequent in folk-lore is the theme of the wicked and oppressive ogre or giant or wizard who
[7. Petrie, Egyptian Tales, 2d series, pp. 48 ff.
6. Globus, 69 (1896), 277, cited in Hastings, ERE, 4, 412-413.]
holds in his power maiden or youth, and is invincible to ordinary attack because his soul is safe-guarded in an egg inside a duck that swims on a pond in a distant island guarded by a dragon within a walled and inaccessible fortress. Not until the many obstacles have been overcome and the egg obtained is the luckless maiden or youth released by the crushing of the egg and the consequent immediate demise of ogre, giant, or wizard. This theme of a receptacle strongly guarded (though in this case it is not a soul, but the "Book of Thoth," a book of magic) comes, curiously enough, in its earliest form from Egypt, and suggests that this idea of an object, and perhaps the separable soul, secured by many safeguards, may have been a particularly widely diffused idea. The "Book of Thoth" was in an iron box, which enclosed successively one of bronze, of kete-wood, of ivory and ebony, of silver, and last of gold, the entire nest being in the middle of the river, surrounded by snakes, scorpions, and "all manner of creeping things," and above all by a snake that no man could killwhich however a man did kill. In this case, as in most of those in folk-lore where the soul is supposedly unassailable, the conquest is effected through magic.[9]
In many cases the story has to do with the miraculous birth (not always virgin birth, however) of twins or triplets, simultaneous with which appears some plant or tree or other copied which is the repository of the soul or is the "life-token." The fading or withering of bloom or plant here indicates disaster. Sometimes, instead of the plants, weapons (which undergo modernization in successive generations of story-tellers) spring up, or a spring wells forth, and in them reside the souls of the children. Then if hilt falls from sword or sheen tarnishes on blade, or if lock looses from gun or the clear water of the spring begins to run clouded, the event betokens danger or catastrophe to the possessor of the soul.[10] In the Ramayana, Garuda says to Rama: "I am thy friend, thy life free-
[1. The story of the Book of Thoth is told in Petrie, Egyptian Tales, ii. 89 ff.; Spiegelberg, Demotische Papyrus; and Murray, Ancient Egyptian Legends, pp. 31 ff.
2. A number of interesting cases exhibiting these phenomena, not usually cited in the books can be found in Parker, Village Folk Tales of Ceylon (e.g., i. 164, 166-168, 190, et passim); Day, Folk-Tales of Bengal, pp. 2, 6, 85-86, 189, 253, etc.; Indian Antiquary, i. 86, 117, xvii. 54; Steel, Tales of the Punjab, pp. 52, 55, 75, etc.]
ranging, external to thyself."[11] It may be sufficient here, without going further into details in this interesting subject, to note that a considerable number of folk-tales of this and kindred types have been brought together and their points of similarity and difference discussed in Hartland’s fascinating volumes,[12] a work which is urged upon all who wish to note the salient characteristics of this fertile field. It is interesting to remark that a new area for the existence of this curious belief has recently been discovered in the far north, since it is a part of the mental possessions of the Tshimsheans of Alaska.[13]
If it be objected that the principal evidence for all this is found in the region of M?rchen, of folk-tale, and therefore purely imaginative, the reply is: even were this all, it shows a mode of thought and possibilities of conception, of psychological activity. But above all this, we can adduce the fact that transition to actual belief is furnished by the many cases in which a tree is planted when a child is born, and the life of tree and child are thought
[11. Nivedita, Myths of Hindus, p. 82.
12. The Legend of Perseus, 3 vols.
13. Arctander, Apostle of Alaska, p. 93.]
to be intimately connected. The Maori bury the navel cord or the placenta and plant a tree over the spot, and the latter becomes the life token .[14] Similarly, in Old Calibar the burial of the placenta and planting of a tree are conjoined.[15] In Pomerania a tree already growing is employed. Similar beliefs may be cited from Western Africa, Oceanica (e.g., Banks Islands [16]), Madagascar, Russia, Germany, Italy, Switzerland, and England, and even in China traces of like customs are found.[17] In these cases fate of tree and person are so bound together that withering of or damage to the tree results in or indicates harm to the person. Thus certain Nigerian tribes hold that a tree has the life or breath of a person in it, and that harm to either may mean death to the other.[18]
[14 Taylor, Te Ika a Maui, p. 184.
15. Burton, Wit and Wisdom from West Africa, p. 411.
16. Rivers, Melanesian Society i. 155.
17. Cases are collected in Hartland, Legend of Perseus, ii. 28 ff.
18. Thomas, Anthropological Report, pp. 29, 31, et passim.]
V. PARITY OF BEING
THIS opens the way to the next branch of the subject. If the human soul could reside in objects, why should not these objects themselves possess spirits? The evident conviction of early and primitive races as to the existence, form, and substance of the human soul has, it is believed, been adequately presented in the foregoing. But is the possession of soul limited by these races to humanity? Do primitive peoples regard other beings as also so endowed? The definition of animism already furnished involves an affirmative answer, but we must look a little further into this phase of the subject. There is an "epigram of Christian pantheism" which declares that "God sleeps in the stone, dreams in the plant, awakens in the animal, and is self-conscious in man."[1] This expresses in some
[1. Basil Wilberforce, Steps in Spiritual Growth, p. 50. 61]
degree what primitive man thought of things about him, except that he would have demurred at the idea of mere sleep or dream of the sentient in the world of the non-human. He doubtless from the beginning made himself the measure of things. And so, as was briefly shown at the beginning of this discussion,[2] any object in nature might be conceived by primitive or savage as a duality, like himself, the body of which was visible and tangible, and the soul, like his own, invisible except to the soul itself or to the skilled shaman. With the untutored, nothing exists in nature but may give occasion to this conception of possession of soul. Omaha Indians represent this by the statement that all forms mark where Wakonda has stopped and brought them into existence. "Man . . . becomes literally a part of nature, connected with it physically and related to it psychically." So endowments of animals may be transferred to man, and Wakonda helps in answer to prayer by sending the animal which has the endowment proper to the end desired. This explains in part the "animal totem," found in almost exactly parallel form among the Tamaniu of
[2. pp.10 ff., above.]
the Banks Islands.[3] Another statement of the fact is the following:
"The quality of savage mind which perhaps most profoundly illuminates our subject is its hazy sense of personality, the difficulty it experiences in marking off its ’self’ from other selves; in other words, the absence of sharp dualisms. This is revealed in creation myths, in primitive notions of kinship and relationship, in the almost universal savage belief in metamorphosis, in the savage’s identification of ’self ’ with the name, shadow, dream-self, likeness, clothing and other property. . . . And the wide-spread belief in ’possession’ by good or evil spirits further confirms the principle."[4]
More advanced peoples may own to a complete animism. Examples are found in the advanced philosophies and religions of India. "Only last summer in a conversation with an orthodox Brahman in Kashmir I discovered that he regarded everything in nature, down to separate stick and stone and blade of
[3. A. C. Fletcher and F. La Flesche, in Twenty-seventh Annual Report of The Bureau of American Ethnology, p. 600; Rivers, Melanesian Society, i. 154.
4. Todd, The Primitive Family as an Educational Agency, pp. 9-10.]
grass, as possessed by its own spirit."[5] It is not wonderful that man should endow with life, soul, and power the great objects of nature, the heavenly bodies, for instance. Nor can we wonder that such objects as a volcano with its manifestation of mysterious force, a mountain range which seems to clothe itself in clouds and to launch forth the avalanche, the sea, with its varied moods and mystery, that appals even the modern experienced traveler, the river with its ceaseless flow and its occasional devastations, the forest with its reaches of silence or its monotone under the soughing of the wind, call up convictions of dread personality. These things alone suffice to suggest that primitive man felt himself ever in the presence of mystery. Few objects there were but seemed to possess each its own basis for arousing admiration or fear.
It is necessary here to inquire somewhat more minutely into the drift of the thoughts of primitive man concerning the things he saw or felt or imagined. And in doing this we are to recall that three avenues are open along which to advance in this inquiry. First
[1. Professor Hervey D. Griswold, in The Biblical World, Sept. 1912, p. 165.]
there is the avenue of cult, where definite acts of devotion or gift (sacrifice) unfailingly indicate belief in the sentient and potent capabilities of the object addressed. It is obvious that even the most naive of savages pay no attention of this sort to objects which they conceive to be without the qualities of life, sensation, emotion, and power. The second avenue is that of folk-lore and mythology. To some this may appear trivial and unworthy of serious attention. Yet these are "the sedimentary deposits of the traditions of remotely distant epochs."[6] just as children’s games and festivals in May or in harvest season recall and are founded on practices that once obtained in real earnest, so folk-tales encyst, like a fly in the amber or a fossil in the rock, the indications of life in some cases long past. In other instances not a few they represent thought that still lingers, if we but knew where to look for it. Stories of men and women transformed into beasts, either voluntarily or involuntarily, of cats or hares which prove to be the forms witches assume for mischievous ends, seem to us foolish; the tales of were-wolves, told in
[6. Cox, Introduction to Folk-lore, pp. 3-4.]
earnest even yet in parts of Europe, seem to the educated impossible and merely laughable. Yet we shall see that the modern African believes them, and at times looks askance at his neighbor who has the reputation of being an "elephant-man" or a "leopard-man." The third avenue is that of beliefs still or recently current among savages comparatively or completely unaffected by the higher civilizations. Even in India which has so long been in contact with the culture of the West, old beliefs linger, often in passive but effective resistance to more enlightened ideas, while in Africa and among the indigenes of the Americas and of Australia and Oceanica native forms of thought continue, sometimes but little adulterated, as where relationship is claimed by a clan or tribe with this or that genus of plant or animal life.
1. INANIMATE OBJECTS IN NATURE POSSESS SOUL
It seems superfluous here to cite cases of the belief which has existed so nearly universally that the sun, the planets, and the stars are living objects possessed of soul. The stage in which a deity is supposed to inhabit or to rule or to have as his special sphere of control one of these heavenly objects registers, of course, an advanced culture, when pure animism has given way to a higher mode of thought and a truer perception of facts.[7] But that once these objects were regarded as sentient is clear from poetry, myth, and remainder in folk-lore and song. Among Oceanicans the sun is in form like a man, but possessed of fearful energy. He has many legs, and various other members in excess.[8] Worthy of special notice in this connection is the conception of the earth as the great mother, a belief that was historical in Babylonia, Asia Minor particularly, and in Greece, where it influenced in especial manner practice and ritual. Speaking of the Sumerians Langdon says:
"The nourishing life of earth, warmed by the sunshine, refreshed by the rains, furnished
[7. On Zeus as an example of this, see Cook’s Zeus, p. 3, note 2.
8. Westervelt, Legends of Maui, pp. 50, 52. For a collection of indications of worship of the sun (itself proof of the way in which this luminary was regarded), see the author’s article in The New Schaff-Herzog Encyclopedia of Religious Knowledge, xi. 137-45; for star-worship, ib., xi. 68-69; and for worship of the moon among the Hebrews, ib., vii. 492-494.]
the prehistoric Sumerians . . . with their first god. And this deity who fostered all life was conceived of as a mother, unbegotten, genderless, producing animal and vegetable life as a virgin. But primitive peoples do not think in abstract terms, nor do they produce ideas as abstract principles. They conceived the earth goddess under that form of life with which they were most familiar. In the case of this people the grape vine appears to have been the plant which appealed to them as most efficiently manifesting the power of the great mother. Hence they called this goddess ’Mother Vine-Stalk,’ or simply ’Goddess Vine-Stalk.’"[9]
In Nigeria the ground is an object which underlies many taboos, and to it sacrifices are offered of many kinds.[10] The feeling among the Ibo-speaking peoples seems much like that, if not the same, which governed in Greece and Asia Minor before the personalizing of the Great Mother.[11] At the other extreme the sky is regarded as father, though in the Egyptian myth, which speaks of the
[9. Langdon, Tammuz and Ishtar, p. 43.
10. Thomas, Anthropological Report, i. ii, et passim.
11. Cf, for instance, Harrison, Prolegomena, pp. 260-271.]
separation of earth and heaven (a myth that is characterized by its diffusion or else is indigenous in many regions), curiously enough in a way adumbrating the theory of the evolutionary origin of the worlds and appearing in Gen. 1, the respective genders of earth and sky are reversed.[12]
But such faith is not confined to celestial objects and the earth. Things terrestrial, tangible or intangible, had each its own spirit and life. Thus, to group a number of these, winds, lightning, mountains, and forests are sentient beings. Thus of some Africans it is said that they hold that: "The wind talks to the forest and the forest to the wind. The tornado is often nothing more than a quarrel between mountain and forest, lightning and wind which latter is a servant of something else]; and we ourselves the Africans] may get hit with the bits."[13] Pima Indians think of Wind and Storm-cloud (Rain-man) as supernatural persons who once did menial
[12. For a descriptive picture of this separation, cf. Brugsch, Religion und Mythologie der Aegypter, p. 210, reproduced in Homiletic Review, Oct., 1912, p. 275. For a crude form of this myth of the separation of heaven and earth, see Westervelt, Legend; of Maui, pp. 31 ff.
13 Milligan, Fetish Folk of West Africa, p. 215.]
service for mortals, while Thunder also possesses personality, owns fire, and detects the thief of fire (the essentials of the story of Prometheus are here);[14] and the notions of the Omahas are quite similar. The Uriankhai of Mongolia deify mountains, rivers, and the wind.[15] The Zulus regard their rainmakers as operating upon clouds as the Greeks thought of Zeus the Cloud-gatherer, and to them cloud and lightning are still sentient beings, alive and full of power, though controlled by the medicine men.[16]
The sea is regarded in the same way. Hartland cites the case of the ancient Celts reported by ®lian, supported in substance by native evidence from Celtic tradition, who used to meet the overflowing sea with drawn swords and menacing spears, employing the same methods as those used towards human enemies." Mr. Hartland refers also to the same notion as exhibited by the Malays and reported by Skeat. It would be easy to adduce testimony to this same effect from Africa, where the
[14. Fewkes, 28th Annual Report of Bureau of Am. Ethnology, pp. 43, 47; Fletcher and La Flesche, 22d Report, passim.
15. Carruthers, Unknown Mongolia, i. 243.
16. Lang, Myth, Ritual, and Religion, i. 109.
17 Hartland, Ritual and Belief, pp. 161 ff.]
natives of the West shore offer sacrifice to the sea in order to induce it to grant an easy landing. In folk-lore this idea is transformed later in culture-history into the kelpies and what-not that inhabit the waters; but students of folk tales have no doubt that in the original form the sea was regarded as possessing full personality with all that is involved.
It seems superfluous almost to cite cases of rivers which have personality, since classic stories abound which bear out the claim. Yet it is useful to show that such ideas are not confined to the literature of Greece.[18] For instance, a traveler who was being conveyed by canoe and paddle up a river was persuaded by the Africans to turn back because a cloud appeared over the stream, and they supposed that it was caused by the river in displeasure at the profanation of its waters by a stranger. In other cases the river is simply possessed by a spirit, to which offerings should be made in
[18. For citations of rivers regarded as divinities by Greeks the reader may consult Halliday, Greek Divination, pp. 116-117. He will find there that springs also come under the same category. Thus the spring at Kolophon rendered inspired the priest who drank it (Tacitus, Annals, ii. 54; Pliny, ii. 103, 232). One recalls inevitably the many sacred springs throughout the world, the sanctity being but the attenuated form in which the old belief has come down to us.]
order that no calamity may be suffered in the crossing." The survival in poetry of the thought of a river as a person may be illustrated from the Ramayana, where a river becomes the wife of a king (xv. 20:13), or falls in love and bears a son (xiii. 2:18). The Ganges is a daughter and a goddess, becomes a spouse and bears a son. In the days of wife-capture, primitives would see in a torrent into which a maiden had fallen a male capturing his wife; or, in case of a man falling in, they might think of a fierce female seizing a husband. It will be recalled that the Egyptians thought of the Nile as a short ugly male with huge woman’s breasts, symbolizing the fertility which the river brought to the land. In New Guinea the rivers are besought as persons to make gifts of fish to the Mafulu.[20] In Mongolia they are deified.[20a] The views of fire as a person, having attributes that correspond, might be easily supported by reference to the Vedic and Brahmanic teaching respecting Agni, whose name reappears in the Latin as ignis, fire.
[19 Roscoe, Baganda, pp. 318-319.
20. Williamson, South Sea Savage, p. 231.
20a. Carruthers, Unknown Mongolia, i. 243.]
The Kai of German New Guinea assert deliberately that fine has soul.[21] One might with profit investigate the background of the Zoroastrian notion of the extreme sanctity of fire, and the Aryo-Indian conceptions already noted would be found lurking therein. Similarly Malabars hold that a flame has life and spirit, and fear the ghost of a flame that has suddenly been quenched.[22]
The evidence of belief in the life and power, even of the divinity, of rocks and stones is too abundant to be cited at any length. In the Semitic sphere William Robertson Smith has offered irrefutable evidence of worship of such objects-worship, it will be seen at once, being evidence of belief in possession of attributes equivalent to soul and spirit by the object of devotion.[21] It is among the curiosities of history that the stones of Carnac in France and of Rollright in England are said to leave their positions and to go down to the sea, or to a spring to drink.[24] Africans report that a large stone near a village patrols
[21. Neuhass, Deutsch Neu-Guinea, iii. 143-144.
22. Folk-lore, v. 297 ff.
23. Kinship and Marriage in Early Arabia, and Religion of the Semites.
24. Folk-lore, v. 297 ff.]
the outskirts of that village during danger.[25] A great rock in the African region inhabited by the Baganda is deemed sacred and is an object of worship and propitiation, and the same is true of a meteorite.[26] The stone of Nimm, an Etoi goddess, is now an attar, and this is doubtless but a development from the conception of it as endowed with life, as might be abundantly illustrated from other sources.[27] In Mongolia stones are among the objects of worship.[28] In Melanesia stones and rocks of many sorts receive offerings, and are regarded either as the homes of spirits or as being the possessors of thesethe two are not so far apart; also in the Solomon Islands spirit is associated with stone. In the New Hebrides large rocks are especially sacred. Banks Islanders regard certain long stones as so much alive that they can draw out a man’s soul if his shadow fall on them. In Florida Island any peculiarly shaped stone may have life and soul attributed to it.[29]
[25. D’Alviella, Hibbert Leaures, p. 54.
26. Roscoe, The Baganda, pp. 271-272, 290.
27. Talbot, In the Shadow of The Bush, pp. 171-172.
28. Carruthers, Unknown Mongolia, i. 56ff.
21 Codrington, Melanesians, pp. 119, 140, 143, 169, et passim; Williamson, South Sea Savage, p. 178.]
In many cases of this sort the attitude toward them seems to imply in them a kind of sanctity, which is however but a more developed way of thinking and is evidential of an earlier and cruder mode of thought. A survival of this character is in evidence near Laguna, New Mexico, where seven jagged rocks are the prisons of seven spirits.[30] The stone of the Omaha sweat lodge was regarded anthropopathically.[31] The case of the Baganda meteorite cited above is but one of many instances of the kind in which veneration has been paid. The two stones of the Kaaba at once occur to the mind .[32] Acts 19:35 furnishes a notable instance. One may recall the very numerous cases from ancient Greece-the sacred stone at Delphi, that at Hyettos, the thirty worshipped by the Phar¾ans, the many Herm¾ along the Greek roads referred to so often by the classical writers." These were worshipped and anointed with oilcompare the treatment accorded Jacob’s pillar (above, p. 5).
[30. Quoted by Wallis in JRP, July 1912, from Southern Workman, Nov. 1910.
31. Fletcher and La Flesche, 27th Report, etc., pp. 575-578.
32. New Schaf-Herzog Encyclopedia, vi. 289.
33 Theophrastus, Characteres ethici, xvi.; Pausanias, ed. Frazer, VIII. xxxiv. 3; X. xxiv. 6, etc.]
At Aneiteum in Melanesia stones thought to resemble objects of desire or striving received worship from various classes of people. Thus one that was fish-shaped was venerated by fishermen.[34]
To catalogue here the various objects in nature which have had life attributed to them would require much space. Mention will be made of only the following in addition to those already adduced. The rainbow is a thing of life in Australia, inhabiting deep waterholes in the mountains; it is seen only when it is passing from one of these to another. Approximately the same notion obtains in Africa." Among the Baganda of Africa, rainwater is a totem (i.e., it is either an ancestor or an ally).[36] By Arabs the resin or gum from which the frankincense of commerce is derived is regarded as the blood of a tree, the soul of which is a divinity, and the gathering of the gum is attended by special ceremonies.[37] The Tshemsheans of Alaska find their devotional spirit awakened, as in the presence of a
[34. Turner, Samoa, p. 327.
35. Mathew, Eagle-hawk and Crow, p. 146; Missions Catholiques, no. 239, p. 592.
36. Roscoe, The Baganda, p. 140.
37. Zehnpfund, in New Schaff-Herzog Encyclopedia, iv. 372.]
supernatural being, by precipices, tidal waves, or indeed almost any object or phenomenon that is strange to them.[38]
2. SOUL IN THINGS ARTIFICIAL
A rather noted controversy over theories of language, and incidentally of myth and religion, once took place between Professors Max Muller and Whitney, in which, a little after the event, the late Andrew Lang took a hand. The Oxford scholar saw in myth "a disease of language," and Mr. Lang replied that what the data showed was a disease of thought. By this Mr. Lang intended to convey the idea that man was astray either in his observations or in the deductions he made from them. How far astray from the truth man often was we have already seen. But notions even more strange are yet to be cited. One of the earliest literary testimonies to the class of ideas to be noted in this section is found in one of the minor prophets, who declares:
"They (men) sacrifice unto their net, and burn incense unto their drags; because by them their portion is fat, and their meat
[38. Arctander, Apostle of Alaska, pp. 100 ff.]
plenteous.[39]" Here we have a fact stated, as well as the reason for the fact which can be duplicated from many different quarters even in our own day. Objects which were the product of man’s own handicraft, the genesis of which and whole production and mode of use he knew, received his homage. Hunting implements and those used in agriculture are by man endowed with life and power before which he bows in reverence. In India there is a festival lasting three days, observed in October by Hindoos of all castes, including the Brahmins, which has to do with the worship of all sorts of tools and implements. In many cases it is doubtless but the survival of a custom; in very many others, however, the original element of ascription of life or divinity still inheres.[40] It is not so very difficult to see the reason for the primitive mind’s being affected in this way. Why should the mere scratching of the earth with a rude hoe and the deposition of a seed produce so bountiful and, to it, strange results? What did early man know of the chemistry of nature? Was it not the spirit in the hoe
[39. Habakkuk 1:16.
40. Cf. Thurston, Omens and Superstitions, pp. 174-175.]
that made the gift of the harvest? If we were to study fetishism, we should discover that man believes that he can bring together "odds and ends" in a bundle or bag, and that a spirit will take up its abode there. Why should not with easy plausibility the hoe or net or drag equally be or become animate? It is perhaps not at all wonderful that in India particularly, perhaps elsewhere, the fire-drill was an object of devotion and conceived to be divine. When we recall the fact, now so familiar to us, but remaining to the Hindoos for millenniums one of the arcana of nature, viz., that from a place where apparently there was no fire, fire may be evoked, literally called into being, we can begin to appreciate in some small degree man’s awe before such phenomena. We can find the same awe existing in Fiji, where, besides stones, houses, and canoes, tools of various sorts are credited with souls and believed to be immortal.[41] In the same region so isolated and insignificant a thing as a whale’s tooth is credited with life and immortality; so the Fijian ghost in the spirit land on occasion throws at a pandanus tree the
[41. Williams, Fiji, i. 241.]
ghost of the whale’s tooth that was buried with his body.[42]
Not less curious than the foregoing is the fact that food and the like have been and still are regarded as animate and possessed of spirit. The ancient Egyptians provided for the ka, soul or double of the deceased, articles of food, drink, or clothing, so that it need not suffer hunger, thirst, or cold. But the ka, being ethereal, did not use the things themselves, but only the parts of them that stood in the same relation to the things as the ka did to the deceased, i.e., their souls or doubles. So that there a conception wondrously like that of spirit or soul is attributed to articles of food, drink, and clothing. In the earlier stages of Egyptian civilization, the things devoted to the deceased were purposely mutilated; and it requires no stretch of the imagination, had we no contemporaneous testimony to the fact, to see in this mutilation of the offerings the same process as we are familiar with In another connection, viz., the killing of the offerings.[43] Just as slaves and wives were sent through the gates of death
[42. Williams, Fiji, i. 243 ff.
43. Ancient Egypt, ii (1914), 123.]
to serve their dead lord, so were implements, weapons, ornaments and food. In Nigeria around funeral shrines are fragments of household belongings, which have been broken so that their astral forms may be set free to be carried by the owner’s shade to its spirit home.[44] In perfect agreement with this trend of thought, the Dyaks of Borneo bury with the body various utensils, and hold that these have spirits which the deceased takes along with him to his new home and puts to good use.[45] In Central Africa baskets, hoe-handles, pots that have been perforated, broken cups and the like are placed at graves, having been killed by breaking that their spirits may go to the spirit land there to do service.[46] In like fashion the Bakongos endow bottles, cloths, umbrellas and similar articles with spirit.[47] Talbot learned in Africa that to a cloth can be imparted personal qualities, so that it breaks out into speech.[48] Even ornaments may have soul, according to the Melanesians
[44. Budge, Osiris and the Egyptian Resurrection, ii. 119-120; Talbot, In the Shadow of The Bush, pp. 6 ff.
45. Gomes, Sea Dyaks of Borneo, pp. 138, 142
46. Werner, Native Races, pp. 155, 159.
47. Weeks, Primitive Bakongo, pp. 269, 272.
46. Talbot, In the Shadow of the Bush, p. 226.]
of New Guinea, and their souls, evaporated by fire, are offered to disease demons which have operated by extracting a human soul from its abode.[49] The Kai of German New Guinea offer food and viands to the ghosts of their dead, which considerately eat only the soul thereof and leave the substance to those who offer.[50] It would seem from certain passages in the Old Testament that the conception once existed that even a part of the body might have individual life and power. Witness the expression, "El (God) of my hand" (Gen. 31:29; Deut. 28:32; Micah 2:1; Prov. 3:27; Neh. 5:5).[51] Even so abstract a conception as the year receives homage as a personality among the Ibo-speaking peoples, who, by the way, place rivers among the great powers which they name Alose.[51]
[49 Seligmann, Melanesians, pp. 189 ff.
50. Neuhass, Deutsch Neu-Guinea, iii. 145 ff., 489 ff., 513 ff.
51. B. D. Eerdmans, in Expositor, Nov. 1913, p. 386.
52. Thomas, Anthropological Report, pp. 27 ff.]
3. SOUL OR SPIRIT IN THE VEGETABLE WORLD
If things so obviously inanimate as those we have just noticed could be regarded as possessing the attributes of life and soul, it is no wonder that the vegetable world was thought to exhibit the same qualities. The plant has the power of producing pregnancy in the human species, since leaf and flower from certain specified kinds of plants, falling on a woman, get her with child.[53] In Melanesia the Cycas and the Casuarina are sacred, and in folk-lore the Cycas becomes a maiden. Children also are believed to have sprung from trees, fruits, and other vegetable growths." In Australia the cones of the Casuarina are supposed to have eidola which, when released by burning, attack the eyes of bystanders and cause blindnessin all probability the stinging character of the smoke is thus explained.[55] Trees have souls, feel pain, and even hold conversation, and this is not confined
[53. Roscoe, The Baganda, p. 48.
54. Codrington, Melanesians, p. 187; cf. Talbot, In the Shadow of the Bush, pp. 133-135.
55. Howitt, Native Tribes of South-east Australia, pp. 363, 366, 376-377, 453]
to the larger growths, being extended to plants or shrubs, and some skilled humans have had the knowledge of plant language.[56] The fertilization of trees may be regarded as the result of desire and voluntative action. Malays believe implicitly in the souls of trees and consider it appropriate to make offerings to them.[57] The tree as oracle in Ancient Greece and elsewhere is a well known factcf. the sacred oak at Dodona, whose character is standing evidence of belief in its divinity, and this in ancient times included the idea of intelligent life and soul. One might produce abundance of evidence of ascription of these possessions to plants from the phenomena of totemism, the idea here being either descent from or alliance with some particular species of plant, treatment of which was always respectful and like that accorded to members of the human tribe or clan. Thus, to cite but a single instance out of the many available, such plants as the bean, mushroom, and yam
[56. Talbot, In the Shadow of the Bush, pp. 30-36, 177-178, 181, 287, 299-300; D’Alviella, Hibbert Lectures, pp. 53 ff. In the tale of Anpu and Bata (Petrie, Egyptian Tales, 2d series, pp. 48 ff.) the tree has power of speech.
57. Skeat, Malay Magic, pp. 194; Homiletic Review, July, 1912, pp. 14-15; Hartland, Legend of Perseus, ii. 441.]
occur as totems among the Baganda.[56] Among the Ibo-speaking peoples trees known as Ojuku and Ngu belong to the powers known as Alose, and so akin to man are certain trees that in the process of reincarnation their souls may animate human bodies.[57] The worship of the tree has received attention so frequent and elaborate as here not to call for extended treatment. From the British Isles across Europe and Asia evidence of this cult is abundant, and has been increased in the excavations which have brought to light the ancient Mycenaean and Mediterranean civilizations. How widespread this worship has been in India may be seen from the sculpture still in existence, some of which has been illustrated and studied by Fergusson.[60]
Among the Mafulu of New Guinea the yam is regarded as having personality, and possessing a sweetheart plant.[61] One of the most remarkable testimonies to the feeling of primitive man in reference to the forest is the following from Lange; speaking of an Indian alone in the bush:
[58. J. Roscoe, The Baganda, pp. 138-140.
59. N. W. Thomas, Anthropological Report, i. 27, 28, 31, et passim.
60. Tree and Serpent Worship; cf. Homiletic Review, July, 1912.
61. Williamson, South Sea Savage, pp. 233 ff.]
"It appears to the Indian that he is beside himself; he feels strange exterior influences of an almost overwhelming character, foreign to men who are only used to a civilized life and whose path is far away from the wilderness. It appears to him now that an invisible and almost irresistible force is trying to attract him, and to lead him deeper and deeper into the forest, perhaps there to perish. He feels the sense of fear; he argues with himself: ’The forest wants to destroy me, to kill me, to absorb me.’ After he returns to his hut, he says: ’I was hunting, the forest wanted to kill me, and got me almost into its power, but I escaped and I have returned safely.’"[62]
4. SOUL OR SPIRIT IN ANIMALS
If the principle of "parity of being" involves the conception of life and soul in inanimate objects and in the plant world, a fortiori we should expect that animals would be endowed, in the mind of primitives, with the same qualities. Here again no exhaustive examination and collection of cases can be presented,
[62. Lange, The Lower Amazon, p. 424.]
so extensive is the evidence. What will be offered will show simply the range of the idea and the completeness with which it is carried out.
"In all African fables the various animals are but thinly disguised human beings."[63] Even the lower forms of animal life, such as the starfish, indeed totally mythical examples of this species, have been regarded as possessed of or as being spirit. Thus in the Murray River region of Australia a huge starfish is supposed to be a spirit and to inhabit a deep water hole.[64] Animals like lions, leopards, crocodiles, sheep, reptiles, and others have ghosts that are dangerous after death and must be placated or guarded against.[65] Ainus treat as a god a captive bear, and when it is killed for food, some of its own flesh is offered to it as a sacrifice.[66] Many other peoples in different quarters of the world-American Indians, Malays, and so on-treat with pretended or real honor the game animal they slay, or attempt to cajole it or deceive it,
[63. Milligan, Fetish Folk of West Africa, p. 215.
64. Taplin, Narrinyeri, p. 138.
65. Roscoe, The Baganda, pp. 288-289.
66. Batchelor, Ainus and Their Folk-lore, pp. 486-496.]
just as they would attempt to cajole or deceive one of their own species if success seemed likely, in order that its spirit or its blood kin may not avenge its slaughter. Malays will cry out to a tiger which they have trapped that "Mohammed set the trap," so as to send its spirit on a false scent when it starts out for revenge.[67] Among the Dyaks the crocodile when caught "is addressed in eulogistic language and beguiled, so the people say, into offering no resistance. He is called a rajah among animals, and is told that he has come on a friendly visit and must behave accordingly. . . . Though the animal is spoken to in such flattering terms before he is secured, the moment . . . he is powerless for evil, they deride him for his stupidity."[68] Their treatment of bears and tigers is quite similar. Few facts could more emphatically demonstrate the complete parity of animals with man, as conceived by various races, than the remarkable one that animals have been credited with organization into kinships, families, societies, and governments, and
[67. Skeat, Malay Magic, p. 167; cf. Charlevoix, Journal d’un voyage dans 1’Amerique septentrionale, v. 173.
68. Gomes, Sea Dyaks of Borneo, pp. 59-60.]
that they are held to perform even worship.[69] The extreme example of what Andrew Lang called "disease of thought" in this direction has already been noted, in the cases where man regards himself indifferently as a cassowary or some other totem gens, or on the other hand considers the animal species as the same as himself.[70] This curious operation of the mind may be further illustrated by two other examples. The islanders of Mabuiag say of the cassowary that "he all same as relation, he belong same family," and Alaskans took the first Russians whom they saw for cuttle fish because of the buttons on their clothes." It is, after this, no subject for wonder if a Zuni Indian see in a turtle or rabbit or hedgehog the embodiment of one of his ancestors, or that a totem clan can trace origins back to planet or sun, to bird, beast, or reptile.[72] The complete parity of different states of existence is here in evidence; and implicit
[69. Illustrations of monkeys performing the acts of worship are abundantly found in the sculptures of India; cf. worship of the sacred tree in Fergusson’s Tree and Serpent Worship, and Homiletic Review, July, 1912.
70. See p. 8.
71. Frazer, Golden Bough 2, ii. 388 ff.
72. F. Cushing, in Century Magazine, May, 1883; and Zuni Tales, passim.]
always, explicit most of the time, is the idea of possession of spirit or soul, though the conception is necessarily vague.
Further testimony is furnished by the peoples who hold that animals, birds, and the like understand human speech, have languages of their own, talk, perform the operations of reason, engage in trade, are subject to passions, yield to coaxing, blandishment or deception, play tricks on each other and on humans, scheme for each other’s hurt or death, and perform many humanlike actions.[73] The Melanesians attribute to the snake the power of articulate speech; and the dog is equally well endowed, if we may listen to the Blacks of Australia.[74] Africans of the Niger region are not alone in giving speech and reason to the parrot, and they know that a hawk takes a tree as a wife.[75] These cases are curiously duplicated among the Pima Indians, where the dog used to have the power to speak, and
[73. Roscoe, The Baganda, pp. 467-483; cf. the collection of cases in Frazer, Taboo, ii. 169-273, 398-404, of incidents showing treatment of animals as though possessed of the sentimentalities, etc., of human beings; note the speech of cattle, etc., in the "Tale of Anpu and Bata," Petrie, Egyptian Tales, ii. 48 ff.
74. Codrington, Melanesians, p. 151; Fison and Howitt, Kamilaroi and Kutnai, p. 218.
75. Talbot, In the Shadow of The Bush, pp. 252, 253, 299-300.]
an eagle took the form of an old woman and seized and carried off a girl as a wife. A legendary personage also becomes a snake, and another named Tonto drinks "medicine" and becomes an eagle.[76] The folk-lore of India is rich in this sort of tale. Animals, led by the crafty jackal (which takes the place of the fox in the Occident), not only talk and lay deep plots, but ad in all ways like humans. And the same is true of the feathered tribes. It is of course not strange that the parrot should talk, but other birds are as well endowed, so the report goes, and, besides, know how to cure diseases. Wild elephants are worshipped by the Kadirs of India. The dogs, pigs, and other domestic animals of the dead at Tubetube, British New Guiana, have spirits which find their owners in the spirit land.[77]
A reader who knew nothing of the interpretation of the serpent in Gen. 3 which has been current in Jewish and Christian circles
[76. Fewkes, 28th Report, etc., pp. 44, 45, 48, 52.
77. Cf. Day, Folk-Tales of Bengal, p. 134; Steel and Temple, Wide-awake Stories, pp. 66-67; Thurston, Omens and Superstitions, p. 83; Parker, Village Folk Tales of Ceylon, pp. 113 ff. 122 ff., p 209 ff., 213 ff., et passim; Brown, Melanesians and Polynesians, pp. 443 ff.; Williamson, South Sea Savages, p. 65.]
would see in that deceiver an animal cast in the form of primitive belief, endowed with cunning and with power of speechan animal, and nothing more. The reading which makes of it a form assumed by the devil for purposes of guile belongs to a much later age than the story itself. In many lands one may find stories parallel to this one regarded as an animistic "left-over." The early Egyptians could tell of a serpent tribe that had reason, speech, organized society, government, and manners that some modern nations might copy to their own credit and the comfort of their neighbours. They had stories that dealt with walking and winged serpents, such as Eve’s beast apparently was before the curse. And in our own day the Ekoi of West Africa know of reptiles that once had hands and feet and led a family life.[78] In Melanesia the snake is (or is associated with) spirit." On the worship of the serpent much has been collected, and more is continually coming to light." The complete parity of this animal
[78. Petrie, Egyptian Tales, i. 81 ff.; Talbot, In the Shadow of the Bush, pp. 374-377.
79. Codrington, Melanesians, p. 189.
80. Cf. the article "Serpent" etc. in The New Schaff-Herzog Encyclopedia, x. 363-370; Schlegel, Schlussel zur Ewe-Sprache, p. 14; Milligan, Fetish Folk of West Africa, pp. 233-234; and the two notable volumes of Miss Harrison, Prolegomena, and Themis, where the dominance of the serpent idea and its continuance are none the less markedly exhibited in that this particular phase is not at all the main thesis of her works, and is therefore incidental and the more striking.]
with man in these respects is illustrated farther by the fact that the snake may wed with mortals.[81]
[81. Thurston, Omens and Superstitions, p. 91.]
VI. BELIEF IN "FREE SPIRITS"
IT is not to be supposed that life, soul, spirit, possessing emotional, volitional, and factual potency, was limited in savage man’s conception to the tangible and visible. If the soul of man was itself invisible, and if soul were a possession of plants, animals, and other natural objects, yet perceived only by its operations, why should there not be other souls "loose in the universe," unseen and unfelt except as they revealed themselves by their activities or manifestations to the world of sense? So man seems to have reasoned, and this belief abides today in the minds of the mass of mankind, even in Christendom. Spirits, unfixed so to speak, having form and substance, indeed, but not body, roamed free and unfettered in air, on land, in the waters. They lurked in nook and cranny, behind bush and tree and rock; they came in storm and wind; they inhabited the woods, floated in the atmosphere, swam in the sea and in lake and stream, parched in the desert, bid in cave or roamed on mountain top. Wherever mystery is possible, there man imagines non-human spirits to exist. A suggestion of the enormity of the numbers of spirits whose existence is conceived is given by the following from the strongly animistic Shinto faith of Japan in comparatively modern times.
"Reverently adoring the great god of the two palaces of Ise (the sun-goddess) in the first place, the 800 myriads of celestial karma the 800 myriads of ancestral kami, all the 1,500 myriads to whom are consecrated the great and small temples in all provinces, all islands and all places in the great land of eight islands, the 1,500 myriads of kami whom they cause to serve them. . . . I pray with awe that they will deign to correct the unwitting faults which, heard and seen by them, I have committed, and, blessing and favouring me according to. the powers which they severally wield, cause me to follow the divine example, and to perform good works in the way."[1]
Examples at almost any length might be
[1. Quoted by Carpenter, Comparative Religion, p. 93, from a morning prayer by Hirata, a Japanese (1776-1843).]
cited from modern works of contemporaries. Only a few instances will be given here simply to illustrate the principle. Central Australians believe in the existence of Wullunqua, a dread spirit which inhabits a deep water hole.[2] And other tribes of that continent have similar traditions, such as the Narrinyeri, who know of a like spirit, the Mulgewauke.[3] By the inhabitants of New Guinea spirits, non-human, are supposed to inhabit any place with unusual physical charaderisticswaterfall, pool, queer-shaped rock, or the like.[4] Of the Guiana native Im Thum says:
"His whole world swarms with beings. He is surrounded by a host of them, possibly harmful. It is therefore not wonderful that the Indian fears to be without his fellow., fears even to move beyond the light of his camp-fire, and when obliged to do so, carries a fire-brand with him, that he may have a chance of seeing the beings among whom he moves."[5]
Truly the angelology and demonology of advanced faiths have a long ancestry.
[2. Spencer and Gillen, Native Tribes, etc., passim.
3. Taplin, Narrinyeri, pp. 48, 91.
4. Williamson, Ways of South Sea Savage, p. 283
5. Among the Indians of Guiana.]
As already suggested, the groundwork for such a faith was already laid in the observations and deductions regarding man’s soul. If in sleep his spirit could go forth unseen by companions who were near, in order that it might perform the deeds of the dream state so real to the savage; if it were true that a faint were caused by the temporary desertion of its home by the soul; if at death it could depart without detection by those intent in their watch over the ailing, and reveal its invisibility by going forth unseen to a disembodied existence, why should there not be numerous other spirits - either temporarily or permanently and by nature bodiless - abroad in the universe? This would be normal reasoning, and was actual. The belief is so well known, evidences of it are so easily accessible, that direct demonstration here is hardly obligatory. As a matter of fact, in parts of our discussion yet to come, the proof will appear incidentally, so that to give it here would be but to duplicate what is both implicit and explicit in testimony on another but related line of investigation.
In a recent paragraph the words "angelology" and "demonology" were employed, and in their use there is implicit a fundamental philosophy which has swayed the conceptions, awakened the hopes and aroused the fears, helped to form the cults, and controlled the actions of men in all ages and climes for which direct testimony is adducible. The dualism of substance, body and spirit, inherent in the notions of animism is paralleled by a coincident dualism of character. There were good spirits and bad, white spirits and black. And this character was determined by their supposed favor or disfavor toward man. There were also good spirits which by reason of their emotional natures were capable of showing inimical traits, while the bad might be pacified, rendered innocuous or even friendly, by the appropriate treatment.
This is, of course, but the reflection of men’s interpretation of their own nature and experiences, the result of their reasoning about that nature and those experiences. Sometimes enterprises went awry without any cause to them discoverable; again, good fortune attended their ventures, and this in spite of what seemed to them legitimate fears and untoward beginnings. But on the hypothesis of hosts of invisible beings all about them, good or ill fortune was fully accounted for by the direction or interference of these spirits in man’s favor or against him. To any event or happening otherwise unaccountable a cause was assigned in the action of spirits which worked when, where, and how they pleased. And as the human being was amenable to gift or praise or request, so would the spirits yield to similar courses of treatment. As he was vexed or angered by opposition to his will or by actual harm, so, he reasoned, the spirits could be enraged by human doings contrary to their desires. Once more, just as he might, when angered, be placated by use of the proper means, so would the spirits be soothed and rendered benign were they properly approached. As he succumbed or gave way before force greater than his own or was overcome by craft and cunning, the spirits to




































